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  1. (Digital Solution Laboratory, Korea Electric Power Research Institute(KEPRI), Korea.)
  2. (Division of Computer Convergence, Chungnam National University(CNU), Korea.)



Robotic Process Automation, Open Source, Framework, Web System, Software Robot

1. Introduction

This is an Open-Access article distributed under the terms of the Creative Commons Attribution Non-Commercial License (http://creativecommons.org/licenses/by-nc/4.0/)which permits unrestricted non-commercial use, distribution, and reproduction in any medium, provided the original work is properly cited.

Robotic process automation (RPA) is a task automation technology that enables software-driven “bots” to perform a set of tasks that are typically carried out by humans with their personal computers (PCs) (1). RPA tools typically perform if–then–else statements based on the intake of structured data using a combination of user interface interactions or by connecting to application programming interfaces (APIs) to drive business processes and workflows. The RPA’s particular scripting language empowers the bots with the necessary runtime allocation to execute via a control dashboard graphical user interface (GUI) (2). Owing to RPA-driven work processes improvements, which do not require legacy system modifications, associated industrial processes have become dramatically more efficient as of late (3). Unfortunately, this only applies to the success stories. Notably, a stark 30–50% of RPA projects fail due to several key issues (4), rendering their implementations cost-ineffective. Most commercial RPA solutions require annual subscriptions, whose fees increase proportionally based on the number of users and/or bots. Various RPA products (e.g., UiPath (5), Automation Anywhere (6), and Power Automate (7)) are commercially available, and diverse use cases have been documented. Notably, most of these focus on reporting the work reduction effects before and after RPA application rather than focusing on the burdens and risks of implementation and operation (8).

To improve upon this situation, this paper introduces a new implementation of the open-source enterprise RPA framework to reduce cost burdens at our particular company. The name of our tool is EnterRPA. We discuss six examples of automating simple and repetitive daily employee tasks and confirm that their processing times are greatly reduced.

2. Background & Related Work

2.1 Robotic Process Automation

Four key improvements can be obtained from utilizing RPAs: operational efficiency, quality of service, implementation and integration, and risk management and compliance (9). Operational efficiency refers to the time and cost reductions obtained from replacing human resources with RPAs. In many industries, cost reduction is critical because it is directly reflected in company profit. Quality-of-service refers to the use of software bots to prevent user errors in a rule-based workflow. Implementation and integration improvements imply the simplification and clarification of user interfaces in large enterprise systems, including the maintenance and integration efficiencies that result. Finally, risk management and compliance involves the analysis of RPA activity logs to detect mistakes and ensure mandatory performance thresholds are met.

Huang et al. proposed an RPA application framework for an auditing project (10). Researchers have also automated website login, client selection, account selection, authorization request, confirmation, request monitoring, and account balance download and extraction tasks, shortening them on average from ~30 min to less than 3 min. Aguirre et al. presented a case study that used RPAs to automate business processes (11), resulting in real service improvements, such as automating a customer relationship management receipt-generation process into AS-IS and TO-BE processes, including automatic email generation. According to the results of a one-week trial, these researchers demonstrated that a group with RPAs could handle 21% more cases than a group without RPAs.

Bhatnagar proposed new RPA roles in the pharmaceutical industry (12), including a framework for standardized ayurvedic end products and machine learning (ML) integration. The ayurvedic process automates simple and repetitive data acquisition tasks and transmits them to an ML framework for statistical analysis. Romao et al. performed a case study that applied an RPA to AS-IS and TO-BE processes in the banking industry (13). They presented and proposed a scheme to apply RPA. As such, RPA is being widely utilized in various industrial fields.

2.2 Open-Source RPA Frameworks

Although companies have worked hard to automate simple and repetitive tasks using commercial RPA frameworks, the licensing costs, security risks, and flexibility issues are driven upward due to each company needing uniquely configured solutions. Hence, open-source RPA frameworks (14) have been developed to reduce costs and improve flexibility, potentially increasing returns on investment. Moreover, because the implementers directly participate in the development of the source code, security and flexibility are also strengthened.

Earlier, we listed several proprietary RPA frameworks. Several major open-source solutions (e.g., Robot Framework (15), OpenRPA (16), UI.Vision (17), taskt (18), and TagUI (19)) have been introduced, providing benefits of no- or low-code experience via user-friendly GUIs, human-readable syntax, data “scraping,” feature variety, ubiquitous computer-language integration (e.g., Python, C#, and JavaScript), and open licensing (e.g., Apache, Mozilla Public License, and Affero General Public License) (20).

3. EnterRPA

3.1 Overview

EnterRPA is based on the taskt open-source RPA framework, which requires no-or low-code experience, provides human-readable syntax, and adopts a what-you-see-is-what-you-get (WYSIWYG) user interface. WYSIWYG allows users to directly manipulate layouts without applying hypertext or layout commands (21- 23).

We made modifications and extensions on taskt to remedy several drawbacks it has. The taskt takes and executes a script file that contains execution flows among multiple commands, but the execution of taskt slows down as the number of commands increases. Moreover, the execution even occasionally halts when commands run for longer than a week. Inspecting the source code of the taskt manually, we identified such buggy code and fixed the code to work correctly. We also improved the function that recognizes a specific screen image, so that EnterRPA can recognize even small graphical changes on screen. In addition, EnterRPA checks and reports syntactic errors in scripts before executing them, while the taskt just executes scripts and halts on errors.

Figure 1 demonstrates the structural overview of EnterRPA. EnterRPA takes a RPA script and executes it on a dedicated software robot. Users can write a RPA script directly or can also utilize the graphical user interface (GUI) of EnterRPA to create a RPA script for their simple and repetitive tasks. Then, EnterRPA assigns a software robot to the script via a job scheduling algorithm, and the script runs on the robot with automated functions defined in EnterRPA. Once EnterRPA takes a script, the script is registered as a robotic process, so that users can re-execute it anytime via the EnterRPA GUI without re-submitting the script.

We design and implement EnterRPA considering four benefits that can be obtained from utilizing RPAs:

그림. 1. EnterRPA 구조

Fig. 1. EnterRPA architecture

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For the operational efficiencies, EnterRPA automates processes that are frequently and repeatedly conducted by human.

For the higher quality of service, EnterRPA prevents user mistakes by applying rule-based workflows and bots.

For the implementation, maintenance, and integration benefits, EnterRPA supports a web-based interface that provides a simple and distinct single-page method for multiple data entries.

For the risk-management, EnterRPA equips status management functions that identify the status of software robots.

In the subsequent subsections, we describe functions that EnterRPA provides (Section 3.2), a web interface for easy-to-use EnterRPA (Section 3.3), and the job scheduling (Section 3.4) in detail.

3.2 EnterRPA Functions

EnterRPA provides new functions in consideration of our company's work environment: Selenium-based browser operation automation. New C# and VBScript source-code execution functions were written, a Windows batch file was added, MySQL, Oracle, and PostgreSQL database management system linkage functions were added, and real-time debugging for task automation was incorporated.

EnterRPA supports a total of 13 functions originally supported by taskt, which are described as follows and illustrated in Figure 1 :

Condition statement to execute functions conditionally

Iteration statement to execute functions repeatedly

Web controller to control Web browsers such as Internet Explorer and Chrome

Excel controller to create, manipulate, integrate, and edit data in excel files

Word controller to create, manipulate, and extract contents in word files

Outlook controller to forward, reply, and delete emails via the Outlook mail client

Database controller to execute database connections and queries

File controller to move, copy, and load files

Folder controller to create, move, copy, and delete folders

Image controller to recognize images and optical characters

Keyboard & Mouse controller to trigger keyboard and mouse events

Window controller to resize, move, close, and perform other window operations

System controller to control execution errors, perform API operations, and etc.

EnterRPA enables users to design automated workflows by combining these functions via GUI. Thus, each user can easily generate RPA scripts for simple and repetitive tasks.

3.3 EnterRPA Web Interface

To implement an automation system for target tasks, we analyzed how the best-performing employee performs the task. The key to the employee’s ability to work well is that they realize the rules clearly about what information to enter depending on the how to operate the system and the task. We subdivided the task process to the level of input device operation, such as the keyboard and mouse. For example we could subdivide the “Log in ERP System” into four operations: 1) input the user ID with the keyboard, 2) left-click on the password input area with the mouse, 3) input the user password with the keyboard, and 4) left-click on the login button with the mouse.

그림. 2. EnterRPA Web UI를 통한 RPA 예시

Fig. 2. Example RPA via EnterRPA Web UI

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Subsequently, we classified operations into two categories: information input and system control. The information input category contains operations that require user inputs to perform target tasks. Such operations need to behave differently depending on the details of the target tasks. From the example, inputting a user ID and password belongs to the information input category, since the ID and password are different for each user who wants to log in. The system control category contains the remaining operations that are independent of users’ input. From the example, two mouse click operations in 2) and 4) belong to this category, because they can behave regardless of what an ID and a password are given.

EnterRPA provides a web interface as a user input simplification system to reduce information input operation time. Operations in the information input category cannot be omitted and must be performed by users, while operations in the system control category can be fully automated. Via the web interface, EnterRPA obtains all necessary user inputs on a single web page at once and performs target tasks automatically with the given user inputs.

In addition, the interface effectively reduces users’ burdens in filling in input forms. EnterRPA requires users to put only minimum information necessary for target tasks and generates related information automatically using pre-defined rules for the tasks. EnterRPA then shows the generated information on the web interface, so that the users can review the information and can modify only some parts of the information.

Figure 2 presents an example RPA process via the EnterRPA web interface. For example, if a target task demands six user information in total, the web interface shows only three input forms for a title, contents, and attachments to obtain minimum necessary information from users. When the users fill in the three input forms, EnterRPA generates additional information such as eligible approvers, an appropriate expense account. The information is shown on the web page for the users’ review. After the review, EnterRPA sends the Job Scheduler the task with obtained information from the web interface. The Job Scheduler assigns the task to a dedicated software robot via the job scheduling algorithm, and the robot finally conducts the task automatically with the input information.

3.4 Job Scheduling

EnterRPA parallelizes multiple RPA tasks on multiple PCs and servers simultaneously. Because our base RPA framework, taskt, handles all scheduled RPA tasks sequentially on only one PC where the framework is installed, it is not suitable for enterprises that need to deal with multiple tasks from many users quickly. To overcome the limitation, EnterRPA provides three additional functionalities to distribute and handle multiple RPA tasks on multiple software robots. First, it operates a central server that manages software robots. When EnterRPA is installed on a PC, its host name and network address are automatically transmitted to the server and registered as a client in real time. Second, EnterRPA monitors and transmits script execution status, including the line of code being executed and whether the execution has been completed, to the server. If an error occurs, the error location in the script and the cause of the error are sent to the server and reported to the users. Third, EnterRPA schedules tasks across multiple software robots. It distributes tasks on dedicated software robots to maximize the use of each robot’s resources as well as deactivates or deletes scheduled tasks if needed.

Figure 3 shows the job-scheduling algorithm for allocating jobs to multiple SW robot queues. The jobs are tasks requested by users, which are mapped to RPA scripts and automatically executed on software robots. The algorithm considers two objectives. First, since the ERP system does not allow simultaneous multiple accesses from the same user ID, the algorithm prevents SW robots from logging in with an ID during executing a job with the ID. Second, it distributes jobs on software robots to minimize their idle time. The detailed description of the algorithm is as follows: The algorithm takes three maps (JobsOfId, BotForId, and JobQueue) obtained from the database. The

그림. 3. EnterRPA의 일 분배 알고리즘

Fig. 3. EnterRPA job scheduling algorithm

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그림. 4. 펌뱅킹 기반 비용 지급 워크플로우

Fig. 4. Payment via firm banking workflow

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JobsOfId stores relations from user IDs to lists of their newly requested jobs, the BotForId stores mappings user IDs to their dedicated robots performing the IDs’ jobs, and the JobQueue maintains mappings from robots to queues containing scheduled jobs to the robots. For each user ID of requested jobs, the algorithm tried to find a SW robot for which the ID’s jobs are currently scheduled. If such a robot exists, all the requested jobs of the ID are also scheduled for the robot to prevent different robots from accessing the ERP system with the same ID simultaneously. Otherwise, the algorithm finds the most idle SW robot with the fewest scheduled jobs, assigns the ID’s jobs to the robot to distribute jobs on all robots as equally as possible, and updates the BotForId to make the robot responsible for further requests from the same ID. After scheduling all the requested jobs, the algorithm updates the database for the modified information and terminates.

4. EnterRPA Applications for Enterprise Tasks

We apply EnterRPA to employee expense reporting and processing tasks that are tedious, repetitive, and non-productive. The tasks are one of the frequently required tasks in that about 500 employees manually handle such tasks more than 50,000 times in total per year. Moreover, the tasks require much human efforts including the financial system training, the accountability controls, and the enterprise resource planning (ERP) expertise. Actually, our employees spend more than 4,000 hours in processing the tasks annually.

This study automates two types of statement processes for a total of six tasks. The first type involves settling expenses paid using a corporate card for meeting preparation, minor purchases, and business trips. The second type involves payments made via corporate banking, including wages, contract labor, interns, and consultations. Notably, the time taken and risks of these expense settlement tasks vary greatly depending on the employee’s skill level. For example, both types of statement processing tasks involve accessing the statement via the ERP system. All explanations provided by the system to the user’s screen require financial knowledge to understand, and the functions needed for the tasks are not linked to each other, requiring the user to search for each function via menus. As a second example, both task types include a process of uploading attachments when entering statement information, and each step requires navigating different menus and entering (and re-entering) the needed information. Hence, processing even the simplest statement is time-consuming and risky.

그림. 5. 법인카드 사용 내역 정산 워크플로우

Fig. 5. Corporate card payment receipt settlement workflow

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그림. 6. 업무별 처리 시간 비교 결과 (초). ERP: enterprise resource planning; RPA: robotic process automation

Fig. 6. Comparision results of processing time per task (seconds). ERP: enterprise resource planning; RPA: robotic process automation

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4.1 EnterRPA Application Type 1: Corporate Card Usage Settlement

After a certain period, the list of approvals made using a corporate card can be viewed by the employee via the ERP system (Figure 4). During the monthly settlement period, employees enter details about the purpose of each transaction and attach supporting evidence. For the purchase of goods, the employee must create an inspection report for each item, and for business-trip expenses, additional evidence must be attached.

4.2 EnterRPA Application Type 2: Payment via Corporate Banking

This task involves paying employee wages, contract researchers, and interns in support of research and development projects (Figure 5). On a preset date each month, the payroll staff emails an Excel file containing wage payment details to the project managers, and those managers enter the contents of the Excel file into the ERP system for payment accountability. Although one can simply upload the Excel file’s contents directly to the system, nontaxable expenses must be entered separately, and various steps for exceptions are complex. Hence, those unfamiliar with these tasks often make mistakes.

5. Results

EnterRPA began its official service in March 2021 in support of 500+ employees. Initially, the tool’s capabilities only handled three types of corporate card settlement processing tasks. Since December 2021, services for three types of corporate banking payment tasks have been added.

Figure 6 presents a comparison of task processing times when using EnterRPA vs. the manual method. Originally, the time required for a task-skilled employee to complete an operation from start to finish without mistakes was measured in seconds. With EnterRPA, the time was measured in seconds.

According to the comparisons of task processing times, the most effective task was “wage payment for contract researchers,” which was reduced from 4 min to 30 s: a 95% temporal reduction. The “cost settlement of purchased goods” task showed the smallest reduction effect: 74% (which is still incredible). The differences in temporal reduction were confidently attributed to the amount of information required to be input by the user. Regarding the creation of “contract researcher wage statements,” the task ends at the moment the user uploads the Excel file containing the wage payment information. On the other hand, for the cost settlement of purchased goods, the user must enter significant additional information about the goods.

그림. 7. 월별 EnterRPA 업무 개수 (2021년 3월 ~ 2022년 8월)

Fig. 7. Number of EnterRPA tasks per month (from March 2021 to August 2022)

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Figure 7 shows EnterRPA’s usage record for the 18-month period of March 2021 to August 2022. The number of users rose gradually from 10 during the first month to a maximum of 145 in July 2022. The number of tasks processed also increased, reaching a total of 10,782 statements. The number of statements processed increased from a low of 56 during the first month to a maximum of 1,344 in May 2022. In August 2021, system usage declined as business activities were greatly limited due to the impacts of COVID-19.

EnterRPA uses the respective user’s account information to log into the ERP system. During the period of this study, users were required to update their password information manually in EnterRPA after updating it in the larger system. To mitigate the risks associated with login failures, EnterRPA would check every morning using a quick login/logout routine, to see if the account information matched. If it failed, the user was notified prior to their arrival at work. Prior to adding this process, about 15–20 user account mismatches occurred each month, which decreased to 3–5 afterwards.

Sometimes, the user would already be logged into the ERP system when they completed EnterRPA tasks. Hence, the simultaneous login entry was prohibited. When this happens, EnterRPA will continue processing attempts until 7 AM the following morning. Sometimes, EnterRPA would fail to complete a task because the ERP had already coded it as finished. In both cases, EnterRPA notifies the user by the morning of the following day.

Unexpected changes in corporate financial reporting policies also led to RPA failures. For example, inspection reports, which had previously only been required for purchased goods, were mandated for other types of expenses. Hence, until corrected, the task automation program failed with those respective automation tasks, resulting in hung tasks. Similar problems appeared when pop-up warnings were issued to users, causing the task to remain idle. To mitigate these and similar issues, we programmed the tool to record log data each time it executes an automation task and to execute the subsequent task after 5 min elapses with no response. Details would then be emailed to the operator. Thus, even with task failure, consecutive executions would be propagated.

Task processing also failed when malfunctions occurred with the task system. Over the 18 month period of this study, three such failures occurred: hardware disk failure, DBMS-surge failure, and software function error (causing a system restart). During those occasions, EnterRPA services were curtailed for all users until service reactivation.

For many users, this was their first time using a task automation system. Hence, they desired to receive confirmations that the RPA system was working properly. Hence, we provided an option that allowed the user to proceed directly to the final processing step, “Approve.” When entering information for task processing in EnterRPA-Web, the screen is configured to enter approver information; if the user does not enter this information, the RPA does not proceed with the approval and terminates execution. Afterwards, the user may directly log into the ERP system, check the task status as executed by EnterRPA, and manually processes the remaining task steps. Tasks processed in this fashion comprised 22% (2,387) of the total.

We found that EnterRPA contributes well to reducing the temporal load imposed by the ERP system on the user by way of serving as a proxy. EnterRPA handles tasks that had formerly been processed manually by employees. Notably, the number of employees simultaneously supported was limited by the number of RPA robots available. During the demonstration period, the maximum number of concurrent EnterRPA users per hour averaged 14. The four EnterRPA robots that executed tasks thereby reduced the overall workload.

6. Conclusion

This study examined the benefits of EnterRPA, an enterprise RPA tool based on taskt, an open-source framework, which reduced the costs of using commercial solutions at our specific company. EnterRPA enhances the ease of use of taskt and utilizes an additional monitoring function needed for operations. Moreover, to reduce the conventional data entry tasks to a single web-based GUI, EnterRPA’s web interface was very effective. We applied EnterRPA to three types of corporate card usage- settlement tasks and three types of corporate banking payment tasks, which are simple and repetitive but very time consuming. As a result, the tool substantially reduced the processing time for all tasks, which continues to help employees perform their job performance requirements and contributes to reduced labor costs.

In summary, the results of this study are meaningful in that all four potential benefits from using RPA were obtained. EnterRPA supports corporate user creation and deployment of new workflows, and many simple and repetitive tasks can be automated. Notably, services can be directly extended via the EnterRPA web interface. In the future, we will develop a question-answering service using deep learning based speech recognition and a chatbot.

Acknowledgements

This work was funded by the Korea Electric Power Corporation (KEPCO).

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저자소개

신지강 (Jikang Shin)
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He has received B.S. degree in Electric Engineering and Computer Sceince, from Handong University, South Korea in 2008, and M.E. degree in Information and Communication Engineering from Korea Advanced Institute of Sceience and Technology (KAIST), South Korea in 2010, and currently work for Korea Electric Power Research Institute (KEPRI).

His current research interests are robotic process automation (RPA).

이성호 (Sungho Lee)
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He is an assistant professor in the Division of Computer Convergence at Chungnam National University (CNU), Korea.

His research interests include static analysis and testing for multilingual programs and machine learning softwares.

He received his Ph.D. in the School of Computing from Korea Advanced Institute of Science and Technology (KAIST), and worked at Google.

서호진 (Hojin Seo)
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He has received B.S. degree in Department of Computer Science and Engineering from Konkuk University, South Korea in 2015 and M.E. degree in Computer Science and Engineering from KyungHee University, South Korea in 2017, and currently work for Korea Electric Power Research Institute (KEPRI).

His current research interests Database System and Big Data Processing.

임정선 (Jeong-Seon Im)
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She has received B.S. degree in Department of Information and Communication Engineering, from Chungnam National University (CNU), South Korea in 2017 and M.E. degree in Information and Communication Network Technology from University of Science and Technology (UST), South Korea in 2019, and currently work for Korea Electric Power Research Institute (KEPRI).

Her current research interests Deep Learning and Computer Vision.

조 희 (Hee Cho)
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She earned B.S. degree in Department of Information Systems Engineering from Sungshin University in South Korea in 2019, and M.E. degree in Department of Computer Science from Sungshin University in 2021.

She is currently working at Korea Electric Power Research Institute (KEPRI).

Her research interests Software Development and Natural Language Processing (NLP).

황명하 (Myeong-Ha Hwang)
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He has received B.S. degree in Department of Information and Communication Engineering, from Chungnam National University (CNU), South Korea in 2015 and M.E. degree in Information and Communication Network Technology from the Schhool of Electronics and Telecommunications Research Institute (ETRI), University of Science and Technology (UST), South Korea in 2018.

He is Ph.D. candidate in Bio and Brain Engineering from Korea Advanced Institute of Science and Technology (KAIST), South Korea and currently work for Korea Electric Power Research Institute (KEPRI).

His current research interests Deep Learning and Natural Language Processing (NLP).